Developing sustainability indicators for the Kogelberg and Cape West Coast Biosphere Reserves, South Africa

[摘要] ENGLISH ABSTRACT: Declines in natural capital, such as the degradation of ecosystems and loss of species, are the result of threats created by anthropogenic activities. The concept of sustainable development encompasses the economic and social growth of societies, with limited impacts on the natural environment. Sustainable development initiatives are being implemented in an attempt to mitigate the global decline in natural capital. Biosphere reserves, which are designated by the United Nations Educational, Scientific and Cultural Organisation's (UNESCO) Man and the Biosphere Programme, aim to be landscape-scale examples of sustainable development. UNESCO requires biosphere reserves to submit a periodic review every ten years to ensure they are meeting their goals. This requires that that they monitor and evaluate their progress towards their sustainable development goals. Sustainability indicators are tools used to assess progress towards ecological, social and economic goals, and can thus be useful tools for biosphere reserves to ensure they are achieving their goals. The Kogelberg and Cape West Coast Biosphere Reserves are both situated within the Cape Floristic Region (CFR). The CFR, located in the South-West of South Africa, has been identified as a biodiversity hotspot owing to its high plant diversity. About a fifth of the CFR is formally protected, while about three quarters has been transformed, mainly by cultivated lands, urban areas and alien vegetation. The socio-economic dimensions of the region are also diverse. A high percentage of its inhabitants have low incomes and live in informal settlements, while a smaller percentage have high incomes and live in middle to upper-class urban areas. Biosphere reserves aim to encourage their diverse stakeholders to collaboratively develop and work towards sustainable development goals.This research project applied an action research approach. The research objectives were achieved through collaboration with biosphere reserve stakeholders. The first objective was to develop sustainability indicator sets for the Kogelberg and Cape West Coast Biosphere Reserves. Following the introduction to the research provided in Chapter 1, Chapters 2, 3 and 4 of this thesis describe the stages of the research process undertaken to achieve this objective. With the aim of investigating monitoring and evaluation within biosphere reserves, Chapter 2 presents a systematic review of the peer-reviewed and grey literature and Chapter 3 presents the results of interviews with managers of South African biosphere reserves and a web-based survey of the World Network of Biosphere Reserves. Chapter 4 describes the collaborative process of conducting local stakeholder workshops and specialist focus groups to develop sets of sustainability indicators; one set each for the Kogelberg and Cape West Coast Biosphere Reserves. The second objective was to formulate a national protocol for the development of sustainability indicators for South African biosphere reserves. This was developed through a synthesis of the results and lessons learnt in Chapters 2 to 4. This national protocol was designed to be flexible enough to be adapted to the local circumstances and needs of individual South African biosphere reserves.The global review of the peer-reviewed and grey literature revealed that monitoring and evaluation studies in biosphere reserves are mostly conducted in the developing world by authors from the developed world and many of the studies and indicators that were developed focused on ecological dimensions. These results show that biosphere reserves need to enhance their local capacity for the development and implementation of improved monitoring and evaluation methods and frameworks. The outcomes of the interviews with representatives of the management of South African biosphere reserves and a survey of the World Network of Biosphere Reserves found that many biosphere reserves identified in this survey are reportedly implementing monitoring and evaluation, but few have developed sustainability indicators. It was found that there are many similar challenges with regards to monitoring and evaluation in biosphere reserves, most notably the lack of capacity and fundingLastly, the collaborative process used to develop sustainability indicators for the Kogelberg and Cape West Coast Biosphere Reserves proved to be useful and produced the desired outcomes. The local stakeholder workshops produced large sustainability indicator sets, with many indicators that were immeasurable, but most were relevant to the biosphere reserves. The specialist focus groups produced more focused and feasible indicator sets. The local stakeholder and specialist indicator sets were integrated to produce a final set for each biosphere reserve that was relevant to the social-ecological systems of the biosphere reserves, with indicators that could feasibly be implemented.The action research approach applied in this study delivered a pragmatic set of sustainability indicators that can be implemented by both biosphere reserves. The National Department of Environmental Affairs, and the Kogelberg and Cape West Coast Biosphere Reserve co-ordinators have encouraged and supported the development of the sustainability indicator sets and the national protocol. Supporting these with a social learning institution within each biosphere reserve will be required for ensuring their on-going utility.

[发布机构] Stellenbosch University